Vice President Compliance Jobs

... our emphasis on quality and compliance. This strong track-record of performance ... concerning U.S. government regulatory and compliance matters. RESPONSIBILITIES: Serve as the ... policies and procedures to ensure..

... key leadership role for the Compliance Department with focus on multiple ... for strategic leadership within the Compliance Department, continual improvement of the ... Department, continual improvement of the..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

... maintaining risk controls and ensuring compliance with all policies.PRIMARY RESPONSIBILITIES/ACCOUNTABILITIES OF ... scalable, extensible, maintainable and operable compliance program.Creating a global cybersecurity risk ... internal delivery teams and provide..

Comcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in ..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

9/22/2022 Conducts compliance audits of central operations departments, administrative departments, lending units and other business activities of Cathay General Bancorp and its subsidiaries. The audits may cover any functional or organizational ..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

8/30/2022 Ensure that lending compliance monitoring activity is completed and reported in a timely manner through assignment and direct participation. Additionally, this position will ensure accurate HMDA data collection and reporting. ..

9/22/2022 Conducts compliance audits of central operations departments, administrative departments, lending units and other business activities of Cathay General Bancorp and its subsidiaries. The audits may cover any functional or organizational ..

... Responsible for managing the Bank’s compliance monitoring program. This position will ... regulations monitor the results of compliance examinations and compliance audits and provide advice regarding ... and nature..

Position Summary The Vice President of Originations Compliance leads RoundPoint’s originations compliance team, reporting directly to the ... the Chief Legal Officer. The Vice President is responsible for monitoring RoundPoint’s..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

... Responsible for managing the Bank’s compliance monitoring program. This position will ... regulations monitor the results of compliance examinations and compliance audits and provide advice regarding ... and nature..

... Responsible for managing the Bank’s compliance monitoring program. This position will ... regulations monitor the results of compliance examinations and compliance audits and provide advice regarding ... and nature..