Vice President Electronic/Algorithmic Trading APAC Equities Compliance

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Vice President, Electronic/Algorithmic Trading, APAC Equities Compliance','200027805','!*!Who We Are:JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at ****it Means To Work Here: Here, you'll feel welcomed and valued. Our clients, transactions, deals and projects are global so we work hard to create diverse, inclusive teams that support our business and each other. Learn about our culture here  Our Compliance Function:With a diverse team of Compliance professionals supporting all areas of our business around the globe, the team is working diligently to be innovative and present all business partners with thoughtful and unique solutions to the challenges they face.  The Compliance function has a robust set of priorities in place focused on best practice and employee development to ensure goals are delivered.The Role:As the individual who takes on this role, you will assist us in managing the compliance risk associated with operating the Equities business in Asia, working closely with Compliance Officers across the region whilst coordinating globally. The Equities business in Asia has its hub in Hong Kong with significant presence in across Asia Pacific locations. This role will have a specific focus on assisting the regional team cover Electronic/Algorithmic Trading and Dark Pool Operation.In conjunction with Compliance Officers across the region and other functional partners (including Legal, Internal Audit, Risk, Controls), you will be responsible for driving the management of compliance and regulatory risks, as well as ensuring the maintenance of relationships with senior business management. Simultaneously, you will ensure consistent adherence with all elements of our global compliance program, including transactions and program advice relating to new and existing products, key policies, marketing methods, booking structures and the impact of regulatory change. In addition you will work with business management to build and maintain control mechanisms in compliance with local laws and regulations.The successful candidate must be able to think on their feet, often providing ‘live’ regulatory interpretations and decisions to the business in high profile and/or time constrained situations.Key Responsibilities:• Compliance coverage responsibility for the Equities related business with its Electronic/Algorithmic Trading and Dark Pool Operation; • Ongoing assessment of regulatory and compliance risks inherent in existing and proposed business activities and initiating, coordinating and delivering process enhancements where required;• Deal with regulatory updates, development and inquiries in the region;• Liaise with Global Compliance counterparts in order to communicate APAC issues as well as stay abreast of global initiatives;• Review new products and initiatives from Compliance perspective;• Assist in the design, development, implementation and ongoing operation of the Compliance program;• Preparation and delivery of Compliance training materials in Hong Kong and across Asia;• Drafting and managing the roll out of Compliance policies, procedures and guidelines and any associated training requirements; and• Coordination and liaison with country and corporate compliance groups as well as other corporate control functions such as business management, controls, audit, tax and finance as required.','!*!Required Skills and Experience:• Minimum 5 years of experience within a financial institution in the Asia Pacific Region with coverage in relevant products• Strong interpersonal and influencing skills, with the ability to establish credibility and strong partnership with senior business leaders • Strong analytical, problem-solving and organizational skills, as well as the ability to manage several simultaneous projects • Proven ability to communicate effectively in English at all levels, both orally and in writing • Ability to work independently and as part of a team• Strong sense of ownership and responsibility• Solution-focused• Ability to multi-task, prioritise and project manage complex issues• Inquisitive with an excellent keen eye for detailWe recognize that our people are our strength and the diverse talents they bring to our global workforce is directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, or disability, or any other basis protected under applicable local law. In accordance with applicable local law, we make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as any mental health or physical disability needs.','','Compliance','HK-Hong Kong-Hong Kong-Chater House / 03761','','CORPORATE SECTOR','Full-time','Standard','Day Job','Regular','J.P. Morgan','J.P. Morgan','Vice President, Electronic/Algorithmic Trading, APAC Equities Compliance

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