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... our emphasis on quality and compliance. This strong track-record of performance ... concerning U.S. government regulatory and compliance matters. RESPONSIBILITIES: Serve as the ... policies and procedures to ensure..
... key leadership role for the Compliance Department with focus on multiple ... for strategic leadership within the Compliance Department, continual improvement of the ... Department, continual improvement of the..
... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..
The Vice President Sales for HRO Comprehensive Services ... counsel to the Senior Division Vice President Sales, in implementing sales organization ... highest ethical standards and full compliance with all..
... Responsible for managing the Bank’s compliance monitoring program. This position will ... regulations monitor the results of compliance examinations and compliance audits and provide advice regarding ... and nature..
9/22/2022 Conducts compliance audits of central operations departments, administrative departments, lending units and other business activities of Cathay General Bancorp and its subsidiaries. The audits may cover any functional or organizational ..
8/30/2022 Ensure that lending compliance monitoring activity is completed and reported in a timely manner through assignment and direct participation. Additionally, this position will ensure accurate HMDA data collection and reporting. ..
: This position is part of the executive leadership team of the company and is responsible for the strategy and day-to-day activities of the Operations organization in support of all Capstone ..
9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..
Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..
9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..